Interventions
1 Of the 88 publications reviewed, some included findings on more than one prevention measure, and are counted more than once.
The comparison of the strength of evidence of the reviewed literature ( Table 2 ) showed that the largest proportion (35%) of identified publications fell into Level 1B classification, which includes randomized controlled trials with narrow confidence interval and the majority of these studies investigated the effects of water treatment for WBD prevention. Level 4 studies, including cross-sectional mixed-method studies and case series studies, accounted for 17% of the identified publications, which mainly evaluated the possible association between perceptions, WBD prevalence and preventive interventions in targeted populations with interviews, questionnaires and surveys. Among the 88 studies, no systematic review of case-control studies and only one systematic review of cohort studies was identified. Level 3B studies, including case-control studies, only accounted for 3% of the identified publications. There was more literature on preventive interventions at household levels (65%) with a significantly stronger study design, compared to interventions at community (22%) and personal levels (13%). Regarding individual primary preventive interventions, high-strength evidence is most available concerning the practice of water treatment, and lacking at different levels in practices of household waste management (6%) and household cleanliness (7%), with only one study available for chemoprophylaxis (0.6%).
Table 3 , Table 4 , Table 5 and Table 6 summarize each of the 8 primary preventive interventions against WBDs at personal, household and community levels. Without distinction by causative agent, disease symptomology, or therapy, the tables are a compilation and comparison of each preventive methods, according to their potential health risk, desired behavioral changes, potential health co-benefits, enabling and limiting factors and strength of evidence available in published literature. The tables also identify suggested alternative measures for each intervention, which are variations of the action that have the intention of achieving a similar result, but may be implemented differently, for example, if the materials or resources required to undertake the intervention are not available or accessible.
Personal protection practices as primary preventive interventions against WBDs: regular handwashing and intake of prophylactic supplements.
Parameters | Regular Handwashing | Prophylactic Supplements |
---|---|---|
Risk | ] ]. ] | ] ] |
Behavioral Change | , , , , , , , , , , , , , , , , , ] , ] | ] |
Co-benefits | ] , ], skin infections [ ], and nutritional deficiency [ ] ] ] | ] ] |
Enabling Factors | , , , , , ] ] with no difference in incidence of diarrhea between households with plain soap compared to antibacterial soap [ , , ] , , , , ] ] | ] ] |
Limiting Factors | ] was still found on food [ ] ] ] | ] |
Alternatives for resource-poor settings | ] | ] |
Strength of evidence | , , , , ] ] | ] |
Household practices as primary preventive interventions against WBDs: household water treatment and household water storage.
Parameters | Household Water Treatment | Household Water Storage |
---|---|---|
Risk | ] , , , , ] ] ] | , ] , , ] , , , , , ] |
Behavioral Change | , , , , , , , , ], boiling [ , ] , , , , , , , , , , , , , , , , , , , , , , , ], chlorination [ , , , , , , , , , , , , ] , , , , , , , ], Biosand [ , , , , , , ], ceramic filter [ , , , , , , ], PointONE filter [ , ], UV disinfection system [ ] | ] ], jerry cans [ ] , ] , , , , ] |
Co-benefits | ] , , ] , , , , , ] , , , , , , , , , ] ] | , , , , ] ] |
Enabling Factors | , , , , ] , , , , , , ] , ] , ] ] , , , , , , , , ] | ] , , , , , , , , , , , , , , , , ]; no positive health benefit in clay pots were observed without water treatment [ ] |
Limiting Factors | , ] , ] , , , ] ] ] ] ] | , ] ] |
Alternatives for resource-poor settings | ] ] , ] ] | |
Strength of evidence | , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ] , , ] | , ] , ] , , , , , , , , , , , , , , , , ] |
Household practices as primary preventive interventions against WBDs (continued): household cleanliness and household waste management.
Parameters | Household Cleanliness | Household Waste Management |
---|---|---|
Risk | , , , , ] ] | ] , ] ] ] |
Behavioral Change | , , ] ] | , , ] ] |
Co-benefits | , ] | ] ] ] |
Enabling Factors | ] ] | , , ] ] , , ] |
Limiting Factors | ] , , ] | , , ] ] |
Alternatives for resource-poor settings | ] | , ] |
Strength of evidence | , , ] ] | , , , , , , ] |
Community practices as primary preventive interventions against WBDs: community infrastructure and community education.
Parameters | Community Infrastructure | Community Education |
---|---|---|
Risk | , , ] , , ] | , , , , , ] ] |
Behavioral Change | , , ] ] , , ] , , , ] ] | , , , , , , , , , , , ] |
Co-benefits | ] along with increased handwashing and soap use [ ] ] | ] ] , ] , ] ] , , , ] |
Enabling Factors | ] , , , , ] , , ] ] | , ] ] ] , ] ] |
Limiting Factors | , ] , ] ] | ] and the lack of health risks in pathogens [ ] ] |
Alternatives for resource-poor settings | ] ] | , ] , , , , , ] |
Strength of evidence | ] | , , , ] |
The majority of the reviewed studies demonstrated positive relationship between primary preventive interventions on diarrhea incidence and disease transmission by addressing WBD associated health risks, however, there is a lack of assessed literature that quantifies the extent of the efficacy of such interventions on disease reduction. In the case of water treatment, many studies conferred a well-established link between less contaminated household drinking water and reduction in diarrhea risk, but not the effectiveness of WBD reduction and associated health outcomes, such as mortality, within the community [ 29 , 41 , 51 , 55 , 59 , 64 , 70 , 71 , 83 , 85 , 100 , 101 ].
This narrative review examined evidence of eight primary preventive interventions against WBDs. The interventions share certain enabling and limiting factors that affect the success of proposed preventative interventions when applied to the health-EDRM framework: resources accessibility and affordability, accommodating community health facilities, correct understanding of WBD associated health risks, sustainable behavioral change, cultural relevance, and cross-sector collaboration with top-down contribution from policy makers. By contrast, socioeconomic barriers, geographical location and cultural incompetence were noted as key limiting factors.
Many of the primary preventive interventions examined in this review were complex interventions that relied upon a combination of enabling factors to reduce WBD. For instance, a large proportion of interventions required access to material resources, ranging from simple soap to materials for constructing facilities. However, in very low-resource settings, contributions from authorities and policy-makers are also essential in order to provide these material resources. For instance, in order to ensure sustainable delivery of safe water supply and waste management systems in low income areas, multi-sectoral collaboration and coordination from local and national-level authorities is necessary. Furthermore, in order to successfully implement behavioral interventions such as the appropriate use of prophylactic supplements, government support and capacity within health system is often required. Policy makers should, therefore, re-prioritize the delivery of sustainable water and sanitation services as the importance of safe water access to reduction in WBD incidence has been reinforced in this review.
This review noted that primary interventions for reducing WBDs also often require addressing pervasive misconceptions, attitudes and social norms. For instance, WASH- education campaigns were successful in teaching participants to associate contaminated water and poor hygiene with diarrhea-related illnesses [ 26 , 28 , 50 , 77 , 80 , 99 , 105 ]. These campaigns were successful in increasing positive change in disease prevention behaviors at an individual level, as well as improvements in the hygiene practice of pupils in health education campaigns [ 35 ]. Addressing misconceptions (the perception that boiling is sufficient in killing all waterborne microbes [ 29 ]), cultural traditions (painting of mud floors with animal dung [ 47 ]) and religious beliefs (WBD outbreak as a result of ancestral curse and witchcraft [ 21 ]), allows individuals to develop understanding of the rationales behind the preventative interventions. Education and the transfer of knowledge should be delivered in a culturally-sensitive manner, whilst accounting for language needs and health literacy of the target population to guarantee accurate uptake of information [ 32 , 102 ]. The implementation of other primary prevention initiatives should therefore follow the health-EDRM framework with emphasis on capacity building and cultural relevance to prompt long-term positive behavioral changes [ 11 ], allowing the evaluation of the real-life impacts and feasibility of interventions. We noted in addition to cultural relevance, intervention adherence requires contextual relevance (improved buckets for water collection were more popular amongst refugee camp inhabitants despite lower effectiveness in water quality protection compared to proper chlorination, as improved features, such as small handle and lid, were more appreciated within the culture [ 43 ]). However, this review noted that in some cases, the WBD interventions lacked long-term impacts such as improvements in child health (no difference in prevalence of child diarrhea in post-intervention follow-up [ 76 ]), and improvements in hygiene practices (no difference in self-reported handwashing behavior [ 76 ], lack of adoption of water treatment into regular household routines despite distribution of filters and soap [ 21 ]). These findings may indicate decreasing compliance with interventions with time and the necessity of post-intervention small-scale monitoring to ensure sustainable positive behaviors. Hence, continued behavioral monitoring, such as regular inspection of chlorine levels in house-hold stored water, may be necessary to improve baseline water quality levels and maintain household capacity building.
Many It is important to note that the effect and impacts of preventive interventions are cross-cutting. The uptake of one intervention should not impede the practice of another, and despite the mixed evidence regarding the cost-effectiveness of multi-intervention programs compared to single intervention [ 19 , 28 , 30 , 34 , 35 , 39 , 45 , 46 , 47 , 56 , 58 , 59 , 77 , 87 , 95 , 99 , 104 , 105 ], different interventions could be promoted in rural communities to maximize the potential positive health impacts from improved water, sanitation and hygiene behavior. For instance, the construction of community infrastructures, such as filtration system that delivers clean water to storage tanks or directly to homes [ 54 , 95 ], and sewer system that allows safe waste disposal [ 67 ], did not only improve access to safe water but also allowed more effective uptake of certain personal and household interventions that rely on adequate baseline water quality in the community. Despite the higher costs in constructing community infrastructure, it has been shown to influence positive behavioral changes within a community (increase in the number of households with hygiene enabling facilities and proper use and maintenance of toilets and sewers [ 27 , 67 ]). This could reduce future expenditures on the prevention of disease outbreak or medical costs for individuals and households. Additionally, lowered medical expenses from reduced incidence of diarrheal illness can allow for greater ability to purchase resources, such as firewood and purifiers, to maintain water quality [ 26 , 48 , 62 ]. Sustainable and continuous implementation is required for all interventions to ensure maximum efficacy, and alternatives to such behavior should also be explored. Certain interventions, for example, waste management and handwashing, also exert co-benefit in reducing risks from other biological hazards under the health-EDRM framework, such as food-borne, vector-borne and droplet-borne diseases [ 111 , 112 , 113 ].
This review has identified six major research gaps in the literature relating to health-EDRM primary preventative interventions for WBDs.
First, current studies focus on reducing exposure to hazards, such as contaminated water. A total of 73% of the studies in this review proposed interventions, such as improved water treatment, water storage and waste disposal in household and community settings. There is little evaluation on the efficacy of managing other causal factors of in WBD. Future studies can examine interventions that target hazard preparedness and risk-reduction within exposed populations.
Second, research outcomes are skewed towards reduction in diarrhea incidence, with lack of evidence on the reduction of other WBD-associated symptoms, such as vomiting and stomach cramps [ 26 , 35 , 38 ]. Diarrhea is a leading cause of mortality and morbidity, especially in children under five years of age, however, it is not the sole indicator of WBD. Nor are WBDs the only cause of diarrhea, as symptoms can be associated with infectious diseases that transmit through other mechanisms, such as HIV and Ebola [ 114 , 115 ]. The observed reduction in incidence of solely diarrhea from an intervention does not necessarily represent the true risk reduction as related to WBDs. The impact of the intervention on WBD prevention is at risk of being overestimated if other diseases are present or underestimated if other symptoms are not considered. Future studies that evaluate the efficacy of primary prevention interventions should consider evaluating non-diarrheal symptoms such as vomiting and stomach cramps along with diarrhea, to strengthen the accuracy and validity of such methods as WBD preventative behavior, particularly in vulnerable or resource-poor communities.
Third, there is limited research on alternatives of preventive interventions for implementation in resource-poor or material-scarce settings. For example, the beneficial effect of handwashing with soap is consistent across various studies, but there is little evidence to support the use of alternatives, such as ash in communities where soap is not available [ 2 , 116 ]. The efficacy of such alternatives has been demonstrated in averting the transmission of droplet-borne and vector-borne, but not in waterborne diseases [ 112 , 113 ]. As almost 80% of all illnesses and deaths in low and middle-income countries are linked to poor water and sanitation conditions, further evidence-based and scientifically-rigorous studies should be conducted to better inform public health interventions in these contexts where financial and material resources are lacking [ 117 ]. The scientific merits of such alternatives should, therefore, be further evaluated and used to build effective strategies in regions that experience physical and economic water scarcity [ 6 ].
Fourth, there is inconsistency in the recommendations by research institutions for certain preventive interventions between research institutions. For handwashing interventions, the time required for washing to ensure proper hand hygiene was not specified in most studies [ 19 , 20 , 35 , 38 , 42 , 45 , 46 , 47 , 60 , 61 , 68 , 72 , 73 , 78 , 79 , 80 , 104 , 105 ]. On the other hand, while the WHO defines improved sanitation as better access to sanitation facilities [ 114 ], many of the reviewed studies did not specify what measures can be put in place in a household to achieve improved sanitation. There is also lacking evidence in the ways to maintain appropriate use and cleanliness of household and community facilities. This creates challenges in assessing the competitiveness of results.
Fifth, there is little evidence on the efficacy of chemoprophylaxis against WBD. Only one study included prophylactic supplements in their intervention, where a diarrhea pack with water purification sachet was distributed within the community [ 56 ]. Comparative evaluation for variation of preventive interventions, such as different types of prophylactic supplements and types of water storage containers are useful in the planning of cost-effective interventions and should be implemented in future studies. The use of the more economical regular soap is now favored in most handwashing campaigns as similar reduction in diarrheal incidence has been observed with the use of regular soap and anti-bacterial soap [ 68 , 72 ]. Due to the search strategy and key words used, vaccination was not identified as an intervention. However, it must be acknowledged immunization has been regarded as one of the most effective primary prevention methods against viral illnesses with observed effects in food-borne and vector-borne diseases [ 111 , 112 ]. Vaccines against typhoid, hepatitis A and cholera are recommended by the WHO to travelers visiting areas of increased WBD risks [ 118 ]. Cholera vaccination is also included in routine childhood vaccination programs in many countries worldwide where risk is high, although the high costs of procurement, delivery, and program implementation, coupled with gaps in community education and awareness, are barriers to vaccine delivery in low-income countries where WBD is most prevalent [ 115 ].
Sixth, there was limited evidence in comparative evaluation for variations of primary preventive interventions, such as efficacy of the different water storage containers, or different materials to maintain household cleanliness. Strengthening the available evidence in the above-mentioned areas will allow development of strategies for protecting against WBDs in low-resource settings.
This study summarized the most common eight primary prevention interventions identified in WASH-related literature and the strengths and limitations of their implementation to improve Health-EDRM outcomes in low-resource communities. There is value in subsequent studies assessing the risks of WASH at multiple levels as pertaining to these interventions through a number of alternative frameworks, including the WASH cluster strategic operations framework and other ecological models.
There are some limitations to this review. The review excluded non-English-based literature, non-electronically accessible civilian-published literature, grey literature or any publications before 2000. The review also excluded annual reports from specialized organizations, United Nations reports, or reports by national governments. The eight preventative interventions identified in this review do not constitute all of the non-pharmaceutical preventative behavior that is available in the mitigation of WBD. Moreover, this review has not disaggregated findings by pathogen, for example difference in efficacy of interventions between viral, bacterial, and parasitic diseases. This area warrants further research, in order to review predictive success of interventions across different areas with particular disease patterns.
Despite the limitations, this review was able to identify valuable behavioral interventions for the planning and implementation of health policies that prevent water-borne biological hazards. Preparedness in communities facing specific vulnerabilities could be reinforced through multi-faceted and multi-sectoral collaboration, with an emphasis on four key areas (risk understanding, governance, preparedness and resilience) as suggested by the primary prevention model for disaster risk reduction in the Sendai Framework for Disaster Risk Reduction [ 12 ].
WBD-associated health risks will remain an ongoing biological hazard to the rapidly globalized world, which highlights the importance of sustainable strategies. In order to meet the SDGs by 2030 [ 16 ], multi-sectoral, multi-level capacity building will be needed for sustainable health-EDRM practices, with research for the effectiveness of alternative methods to WBD prevention in low resource settings. The implementation of policies such as early warning systems to inform the associated health risks of seasonal outbreaks and community education that focuses on early symptom identification with subsequent health-seeking behaviors could allow for better prevention and control of unexpected outbreaks. Such policies would also be beneficial in the case of the recent COVID-19 pandemic as low-resource communities are more likely to be affected by the pandemic. Evidence-based research must be translated into feasible and effective actions for disaster risk mitigation and risk reduction.
The following are available online at https://www.mdpi.com/article/10.3390/ijerph182312268/s1 , Table S1: Relevant interventions, study design, relevant key findings, and conclusion of each utilized reference, Table S2: Coding for each type of intervention in Table S1.
Pathogens transmitted through drinking water are diverse in causative agent, characteristics, and health significance. Table A1 shows pathogens that are globally significant for water safety and supply management [ 119 ].
Pathogens associated with water-borne diseases, by global significance of incidence and disease severity.
Incidence and Severity | Pathogen | Organism | Associated Diseases |
---|---|---|---|
High | Bacteria | Melioidosis | |
Bacteria | Campylobacteriosis | ||
Bacteria | E. Coli | ||
Bacteria | Tularemia | ||
Bacteria | Legionnaires’ disease | ||
Bacteria | Salmonella | ||
Bacteria | Shigella | ||
Bacteria | Cholera | ||
Caliciviridae | Virus | Calciviral infection | |
Hepeviridae | Virus | Hepatitis | |
Picornaviridae | Virus | Poliovirus | |
Reoviridae | Virus | Rotavirus | |
Protozoa | Acanthamoeba keratitis | ||
Protozoa | Cryptosporidiosis | ||
Protozoa | Cyclospora infection | ||
Protozoa | Amebiasis | ||
Protozoa | Giardiasis | ||
Protozoa | Naegleria infection | ||
Helminth | Guinea-worm disease | ||
Moderate | Adenoviridae | Virus | Adenovirus infection |
Astroviridae | Virus | Astrovirus infection | |
Low | Mycobacteria | Bacteria | Mycobacteria infection |
Conceptualization, E.Y.Y.C. and C.D.; methodology, C.D. and K.M.D.; formal analysis, K.M.D. and K.H.Y.T.; writing—original draft preparation, K.H.Y.T. and C.D.; writing—review and editing, E.Y.Y.C., J.H.K., K.K.C.H. and K.O.K.; supervision, E.Y.Y.C. All authors have read and agreed to the published version of the manuscript.
This research received no external funding.
Not applicable.
Data availability statement, conflicts of interest.
The authors declare no conflict of interest.
Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.
IMAGES
VIDEO