how to write an introduction chapter for a thesis

How to write a fantastic thesis introduction (+15 examples)

The thesis introduction, usually chapter 1, is one of the most important chapters of a thesis. It sets the scene. It previews key arguments and findings. And it helps the reader to understand the structure of the thesis. In short, a lot is riding on this first chapter. With the following tips, you can write a powerful thesis introduction.

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Elements of a fantastic thesis introduction

Open with a (personal) story, begin with a problem, define a clear research gap, describe the scientific relevance of the thesis, describe the societal relevance of the thesis, write down the thesis’ core claim in 1-2 sentences, support your argument with sufficient evidence, consider possible objections, address the empirical research context, give a taste of the thesis’ empirical analysis, hint at the practical implications of the research, provide a reading guide, briefly summarise all chapters to come, design a figure illustrating the thesis structure.

An introductory chapter plays an integral part in every thesis. The first chapter has to include quite a lot of information to contextualise the research. At the same time, a good thesis introduction is not too long, but clear and to the point.

A powerful thesis introduction does the following:

• It captures the reader’s attention.
• It presents a clear research gap and emphasises the thesis’ relevance.
• It provides a compelling argument.
• It previews the research findings.
• It explains the structure of the thesis.

In addition, a powerful thesis introduction is well-written, logically structured, and free of grammar and spelling errors. Reputable thesis editors can elevate the quality of your introduction to the next level. If you are in search of a trustworthy thesis or dissertation editor who upholds high-quality standards and offers efficient turnaround times, I recommend the professional thesis and dissertation editing service provided by Editage . 

This list can feel quite overwhelming. However, with some easy tips and tricks, you can accomplish all these goals in your thesis introduction. (And if you struggle with finding the right wording, have a look at academic key phrases for introductions .)

Ways to capture the reader’s attention

A powerful thesis introduction should spark the reader’s interest on the first pages. A reader should be enticed to continue reading! There are three common ways to capture the reader’s attention.

An established way to capture the reader’s attention in a thesis introduction is by starting with a story. Regardless of how abstract and ‘scientific’ the actual thesis content is, it can be useful to ease the reader into the topic with a short story.

This story can be, for instance, based on one of your study participants. It can also be a very personal account of one of your own experiences, which drew you to study the thesis topic in the first place.

Start by providing data or statistics

Data and statistics are another established way to immediately draw in your reader. Especially surprising or shocking numbers can highlight the importance of a thesis topic in the first few sentences!

So if your thesis topic lends itself to being kick-started with data or statistics, you are in for a quick and easy way to write a memorable thesis introduction.

The third established way to capture the reader’s attention is by starting with the problem that underlies your thesis. It is advisable to keep the problem simple. A few sentences at the start of the chapter should suffice.

Usually, at a later stage in the introductory chapter, it is common to go more in-depth, describing the research problem (and its scientific and societal relevance) in more detail.

You may also like: Minimalist writing for a better thesis

Emphasising the thesis’ relevance

A good thesis is a relevant thesis. No one wants to read about a concept that has already been explored hundreds of times, or that no one cares about.

Of course, a thesis heavily relies on the work of other scholars. However, each thesis is – and should be – unique. If you want to write a fantastic thesis introduction, your job is to point out this uniqueness!

In academic research, a research gap signifies a research area or research question that has not been explored yet, that has been insufficiently explored, or whose insights and findings are outdated.

Every thesis needs a crystal-clear research gap. Spell it out instead of letting your reader figure out why your thesis is relevant.

* This example has been taken from an actual academic paper on toxic behaviour in online games: Liu, J. and Agur, C. (2022). “After All, They Don’t Know Me” Exploring the Psychological Mechanisms of Toxic Behavior in Online Games. Games and Culture 1–24, DOI: 10.1177/15554120221115397

The scientific relevance of a thesis highlights the importance of your work in terms of advancing theoretical insights on a topic. You can think of this part as your contribution to the (international) academic literature.

Scientific relevance comes in different forms. For instance, you can critically assess a prominent theory explaining a specific phenomenon. Maybe something is missing? Or you can develop a novel framework that combines different frameworks used by other scholars. Or you can draw attention to the context-specific nature of a phenomenon that is discussed in the international literature.

The societal relevance of a thesis highlights the importance of your research in more practical terms. You can think of this part as your contribution beyond theoretical insights and academic publications.

Why are your insights useful? Who can benefit from your insights? How can your insights improve existing practices?

Formulating a compelling argument

Arguments are sets of reasons supporting an idea, which – in academia – often integrate theoretical and empirical insights. Think of an argument as an umbrella statement, or core claim. It should be no longer than one or two sentences.

Including an argument in the introduction of your thesis may seem counterintuitive. After all, the reader will be introduced to your core claim before reading all the chapters of your thesis that led you to this claim in the first place.

But rest assured: A clear argument at the start of your thesis introduction is a sign of a good thesis. It works like a movie teaser to generate interest. And it helps the reader to follow your subsequent line of argumentation.

The core claim of your thesis should be accompanied by sufficient evidence. This does not mean that you have to write 10 pages about your results at this point.

However, you do need to show the reader that your claim is credible and legitimate because of the work you have done.

A good argument already anticipates possible objections. Not everyone will agree with your core claim. Therefore, it is smart to think ahead. What criticism can you expect?

Think about reasons or opposing positions that people can come up with to disagree with your claim. Then, try to address them head-on.

Providing a captivating preview of findings

Similar to presenting a compelling argument, a fantastic thesis introduction also previews some of the findings. When reading an introduction, the reader wants to learn a bit more about the research context. Furthermore, a reader should get a taste of the type of analysis that will be conducted. And lastly, a hint at the practical implications of the findings encourages the reader to read until the end.

If you focus on a specific empirical context, make sure to provide some information about it. The empirical context could be, for instance, a country, an island, a school or city. Make sure the reader understands why you chose this context for your research, and why it fits to your research objective.

If you did all your research in a lab, this section is obviously irrelevant. However, in that case you should explain the setup of your experiment, etcetera.

The empirical part of your thesis centers around the collection and analysis of information. What information, and what evidence, did you generate? And what are some of the key findings?

For instance, you can provide a short summary of the different research methods that you used to collect data. Followed by a short overview of how you analysed this data, and some of the key findings. The reader needs to understand why your empirical analysis is worth reading.

You already highlighted the practical relevance of your thesis in the introductory chapter. However, you should also provide a preview of some of the practical implications that you will develop in your thesis based on your findings.

Presenting a crystal clear thesis structure

A fantastic thesis introduction helps the reader to understand the structure and logic of your whole thesis. This is probably the easiest part to write in a thesis introduction. However, this part can be best written at the very end, once everything else is ready.

A reading guide is an essential part in a thesis introduction! Usually, the reading guide can be found toward the end of the introductory chapter.

The reading guide basically tells the reader what to expect in the chapters to come.

In a longer thesis, such as a PhD thesis, it can be smart to provide a summary of each chapter to come. Think of a paragraph for each chapter, almost in the form of an abstract.

For shorter theses, which also have a shorter introduction, this step is not necessary.

Especially for longer theses, it tends to be a good idea to design a simple figure that illustrates the structure of your thesis. It helps the reader to better grasp the logic of your thesis.

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How To Write A Dissertation Introduction

I f you’re reading this, you’re probably at the daunting early phases of writing up the introduction chapter of your dissertation or thesis. It can be intimidating, I know. 

In this post, we’ll look at the 7 essential ingredients of a strong dissertation or thesis introduction chapter, as well as the essential things you need to keep in mind as you craft each section. We’ll also share some useful tips to help you optimize your approach.

Overview: Writing An Introduction Chapter

• The purpose and function of the intro chapter
• Craft an enticing and engaging opening section
• Provide a background and context to the study
• Clearly define the research problem
• State your research aims, objectives and questions
• Explain the significance of your study
• Identify the limitations of your research
• Outline the structure of your dissertation or thesis

A quick sidenote:

You’ll notice that I’ve used the words dissertation and thesis interchangeably. While these terms reflect different levels of research – for example, Masters vs PhD-level research – the introduction chapter generally contains the same 7 essential ingredients regardless of level. So, in this post, dissertation introduction equals thesis introduction.

Start with why.

To craft a high-quality dissertation or thesis introduction chapter, you need to understand exactly what this chapter needs to achieve. In other words, what’s its purpose ? As the name suggests, the introduction chapter needs to introduce the reader to your research so that they understand what you’re trying to figure out, or what problem you’re trying to solve. More specifically, you need to answer four important questions in your introduction chapter.

These questions are:

• What will you be researching? (in other words, your research topic)
• Why is that worthwhile? (in other words, your justification)
• What will the scope of your research be? (in other words, what will you cover and what won’t you cover)
• What will the limitations of your research be? (in other words, what will the potential shortcomings of your research be?)

Simply put, your dissertation’s introduction chapter needs to provide an overview of your planned research , as well as a clear rationale for it. In other words, this chapter has to explain the “what” and the “why” of your research – what’s it all about and why’s that important.

Simple enough, right?

Well, the trick is finding the appropriate depth of information. As the researcher, you’ll be extremely close to your topic and this makes it easy to get caught up in the minor details. While these intricate details might be interesting, you need to write your introduction chapter on more of a “need-to-know” type basis, or it will end up way too lengthy and dense. You need to balance painting a clear picture with keeping things concise. Don’t worry though – you’ll be able to explore all the intricate details in later chapters.

Now that you understand what you need to achieve from your introduction chapter, we can get into the details. While the exact requirements for this chapter can vary from university to university, there are seven core components that most universities will require. We call these the seven essential ingredients .

The 7 Essential Ingredients

• The opening section – where you’ll introduce the reader to your research in high-level terms
• The background to the study – where you’ll explain the context of your project
• The research problem – where you’ll explain the “gap” that exists in the current research
• The research aims , objectives and questions – where you’ll clearly state what your research will aim to achieve
• The significance (or justification) – where you’ll explain why your research is worth doing and the value it will provide to the world
• The limitations – where you’ll acknowledge the potential limitations of your project and approach
• The structure – where you’ll briefly outline the structure of your dissertation or thesis to help orient the reader

By incorporating these seven essential ingredients into your introduction chapter, you’ll comprehensively cover both the “ what ” and the “ why ” I mentioned earlier – in other words, you’ll achieve the purpose of the chapter.

Side note – you can also use these 7 ingredients in this order as the structure for your chapter to ensure a smooth, logical flow. This isn’t essential, but, generally speaking, it helps create an engaging narrative that’s easy for your reader to understand. If you’d like, you can also download our free introduction chapter template here.

Alright – let’s look at each of the ingredients now.

#1 – The Opening Section

The very first essential ingredient for your dissertation introduction is, well, an introduction or opening section. Just like every other chapter, your introduction chapter needs to start by providing a brief overview of what you’ll be covering in the chapter.

This section needs to engage the reader with clear, concise language that can be easily understood and digested. If the reader (your marker!) has to struggle through it, they’ll lose interest, which will make it harder for you to earn marks. Just because you’re writing an academic paper doesn’t mean you can ignore the basic principles of engaging writing used by marketers, bloggers, and journalists. At the end of the day, you’re all trying to sell an idea – yours is just a research idea.

So, what goes into this opening section?

Well, while there’s no set formula, it’s a good idea to include the following four foundational sentences in your opening section:

1 – A sentence or two introducing the overall field of your research.

For example:

“Organisational skills development involves identifying current or potential skills gaps within a business and developing programs to resolve these gaps. Management research, including X, Y and Z, has clearly established that organisational skills development is an essential contributor to business growth.”

2 – A sentence introducing your specific research problem.

“However, there are conflicting views and an overall lack of research regarding how best to manage skills development initiatives in highly dynamic environments where subject knowledge is rapidly and continuously evolving – for example, in the website development industry.”

3 – A sentence stating your research aims and objectives.

“This research aims to identify and evaluate skills development approaches and strategies for highly dynamic industries in which subject knowledge is continuously evolving.”.

4 – A sentence outlining the layout of the chapter.

“This chapter will provide an introduction to the study by first discussing the background and context, followed by the research problem, the research aims, objectives and questions, the significance and finally, the limitations.”

As I mentioned, this opening section of your introduction chapter shouldn’t be lengthy . Typically, these four sentences should fit neatly into one or two paragraphs, max. What you’re aiming for here is a clear, concise introduction to your research – not a detailed account.

PS – If some of this terminology sounds unfamiliar, don’t stress – I’ll explain each of the concepts later in this post.

#2 – Background to the study

Now that you’ve provided a high-level overview of your dissertation or thesis, it’s time to go a little deeper and lay a foundation for your research topic. This foundation is what the second ingredient is all about – the background to your study.

So, what is the background section all about?

Well, this section of your introduction chapter should provide a broad overview of the topic area that you’ll be researching, as well as the current contextual factors . This could include, for example, a brief history of the topic, recent developments in the area, key pieces of research in the area and so on. In other words, in this section, you need to provide the relevant background information to give the reader a decent foundational understanding of your research area.

Let’s look at an example to make this a little more concrete.

If we stick with the skills development topic I mentioned earlier, the background to the study section would start by providing an overview of the skills development area and outline the key existing research. Then, it would go on to discuss how the modern-day context has created a new challenge for traditional skills development strategies and approaches. Specifically, that in many industries, technical knowledge is constantly and rapidly evolving, and traditional education providers struggle to keep up with the pace of new technologies.

Importantly, you need to write this section with the assumption that the reader is not an expert in your topic area. So, if there are industry-specific jargon and complex terminology, you should briefly explain that here , so that the reader can understand the rest of your document.

Don’t make assumptions about the reader’s knowledge – in most cases, your markers will not be able to ask you questions if they don’t understand something. So, always err on the safe side and explain anything that’s not common knowledge.

#3 – The research problem

Now that you’ve given your reader an overview of your research area, it’s time to get specific about the research problem that you’ll address in your dissertation or thesis. While the background section would have alluded to a potential research problem (or even multiple research problems), the purpose of this section is to narrow the focus and highlight the specific research problem you’ll focus on.

But, what exactly is a research problem, you ask?

Well, a research problem can be any issue or question for which there isn’t already a well-established and agreed-upon answer in the existing research. In other words, a research problem exists when there’s a need to answer a question (or set of questions), but there’s a gap in the existing literature , or the existing research is conflicting and/or inconsistent.

So, to present your research problem, you need to make it clear what exactly is missing in the current literature and why this is a problem . It’s usually a good idea to structure this discussion into three sections – specifically:

• What’s already well-established in the literature (in other words, the current state of research)
• What’s missing in the literature (in other words, the literature gap)
• Why this is a problem (in other words, why it’s important to fill this gap)

Let’s look at an example of this structure using the skills development topic.

Organisational skills development is critically important for employee satisfaction and company performance (reference). Numerous studies have investigated strategies and approaches to manage skills development programs within organisations (reference).

(this paragraph explains what’s already well-established in the literature)

However, these studies have traditionally focused on relatively slow-paced industries where key skills and knowledge do not change particularly often. This body of theory presents a problem for industries that face a rapidly changing skills landscape – for example, the website development industry – where new platforms, languages and best practices emerge on an extremely frequent basis.

(this paragraph explains what’s missing from the literature)

As a result, the existing research is inadequate for industries in which essential knowledge and skills are constantly and rapidly evolving, as it assumes a slow pace of knowledge development. Industries in such environments, therefore, find themselves ill-equipped in terms of skills development strategies and approaches.

(this paragraph explains why the research gap is problematic)

As you can see in this example, in a few lines, we’ve explained (1) the current state of research, (2) the literature gap and (3) why that gap is problematic. By doing this, the research problem is made crystal clear, which lays the foundation for the next ingredient.

#4 – The research aims, objectives and questions

Now that you’ve clearly identified your research problem, it’s time to identify your research aims and objectives , as well as your research questions . In other words, it’s time to explain what you’re going to do about the research problem.

So, what do you need to do here?

Well, the starting point is to clearly state your research aim (or aims) . The research aim is the main goal or the overarching purpose of your dissertation or thesis. In other words, it’s a high-level statement of what you’re aiming to achieve.

Let’s look at an example, sticking with the skills development topic:

“Given the lack of research regarding organisational skills development in fast-moving industries, this study will aim to identify and evaluate the skills development approaches utilised by web development companies in the UK”.

As you can see in this example, the research aim is clearly outlined, as well as the specific context in which the research will be undertaken (in other words, web development companies in the UK).

Next up is the research objective (or objectives) . While the research aims cover the high-level “what”, the research objectives are a bit more practically oriented, looking at specific things you’ll be doing to achieve those research aims.

Let’s take a look at an example of some research objectives (ROs) to fit the research aim.

• RO1 – To identify common skills development strategies and approaches utilised by web development companies in the UK.
• RO2 – To evaluate the effectiveness of these strategies and approaches.
• RO3 – To compare and contrast these strategies and approaches in terms of their strengths and weaknesses.

As you can see from this example, these objectives describe the actions you’ll take and the specific things you’ll investigate in order to achieve your research aims. They break down the research aims into more specific, actionable objectives.

The final step is to state your research questions . Your research questions bring the aims and objectives another level “down to earth”. These are the specific questions that your dissertation or theses will seek to answer. They’re not fluffy, ambiguous or conceptual – they’re very specific and you’ll need to directly answer them in your conclusions chapter .

The research questions typically relate directly to the research objectives and sometimes can look a bit obvious, but they are still extremely important. Let’s take a look at an example of the research questions (RQs) that would flow from the research objectives I mentioned earlier.

• RQ1 – What skills development strategies and approaches are currently being used by web development companies in the UK?
• RQ2 – How effective are each of these strategies and approaches?
• RQ3 – What are the strengths and weaknesses of each of these strategies and approaches?

As you can see, the research questions mimic the research objectives , but they are presented in question format. These questions will act as the driving force throughout your dissertation or thesis – from the literature review to the methodology and onward – so they’re really important.

A final note about this section – it’s really important to be clear about the scope of your study (more technically, the delimitations ). In other words, what you WILL cover and what you WON’T cover. If your research aims, objectives and questions are too broad, you’ll risk losing focus or investigating a problem that is too big to solve within a single dissertation.

Simply put, you need to establish clear boundaries in your research. You can do this, for example, by limiting it to a specific industry, country or time period. That way, you’ll ringfence your research, which will allow you to investigate your topic deeply and thoroughly – which is what earns marks!

Need a helping hand?

#5 – Significance

Now that you’ve made it clear what you’ll be researching, it’s time to make a strong argument regarding your study’s importance and significance . In other words, now that you’ve covered the what, it’s time to cover the why – enter essential ingredient number 5 – significance.

Of course, by this stage, you’ve already briefly alluded to the importance of your study in your background and research problem sections, but you haven’t explicitly stated how your research findings will benefit the world . So, now’s your chance to clearly state how your study will benefit either industry , academia , or – ideally – both . In other words, you need to explain how your research will make a difference and what implications it will have .

Let’s take a look at an example.

“This study will contribute to the body of knowledge on skills development by incorporating skills development strategies and approaches for industries in which knowledge and skills are rapidly and constantly changing. This will help address the current shortage of research in this area and provide real-world value to organisations operating in such dynamic environments.”

As you can see in this example, the paragraph clearly explains how the research will help fill a gap in the literature and also provide practical real-world value to organisations.

This section doesn’t need to be particularly lengthy, but it does need to be convincing . You need to “sell” the value of your research here so that the reader understands why it’s worth committing an entire dissertation or thesis to it. This section needs to be the salesman of your research. So, spend some time thinking about the ways in which your research will make a unique contribution to the world and how the knowledge you create could benefit both academia and industry – and then “sell it” in this section.

#6 – The limitations

Now that you’ve “sold” your research to the reader and hopefully got them excited about what’s coming up in the rest of your dissertation, it’s time to briefly discuss the potential limitations of your research.

But you’re probably thinking, hold up – what limitations? My research is well thought out and carefully designed – why would there be limitations?

Well, no piece of research is perfect . This is especially true for a dissertation or thesis – which typically has a very low or zero budget, tight time constraints and limited researcher experience. Generally, your dissertation will be the first or second formal research project you’ve ever undertaken, so it’s unlikely to win any research awards…

Simply put, your research will invariably have limitations. Don’t stress yourself out though – this is completely acceptable (and expected). Even “professional” research has limitations – as I said, no piece of research is perfect. The key is to recognise the limitations upfront and be completely transparent about them, so that future researchers are aware of them and can improve the study’s design to minimise the limitations and strengthen the findings.

Generally, you’ll want to consider at least the following four common limitations. These are:

• Your scope – for example, perhaps your focus is very narrow and doesn’t consider how certain variables interact with each other.
• Your research methodology – for example, a qualitative methodology could be criticised for being overly subjective, or a quantitative methodology could be criticised for oversimplifying the situation (learn more about methodologies here ).
• Your resources – for example, a lack of time, money, equipment and your own research experience.
• The generalisability of your findings – for example, the findings from the study of a specific industry or country can’t necessarily be generalised to other industries or countries.

Don’t be shy here. There’s no use trying to hide the limitations or weaknesses of your research. In fact, the more critical you can be of your study, the better. The markers want to see that you are aware of the limitations as this demonstrates your understanding of research design – so be brutal.

#7 – The structural outline

Now that you’ve clearly communicated what your research is going to be about, why it’s important and what the limitations of your research will be, the final ingredient is the structural outline.The purpose of this section is simply to provide your reader with a roadmap of what to expect in terms of the structure of your dissertation or thesis.

In this section, you’ll need to provide a brief summary of each chapter’s purpose and contents (including the introduction chapter). A sentence or two explaining what you’ll do in each chapter is generally enough to orient the reader. You don’t want to get too detailed here – it’s purely an outline, not a summary of your research.

Let’s look at an example:

In Chapter One, the context of the study has been introduced. The research objectives and questions have been identified, and the value of such research argued. The limitations of the study have also been discussed.

In Chapter Two, the existing literature will be reviewed and a foundation of theory will be laid out to identify key skills development approaches and strategies within the context of fast-moving industries, especially technology-intensive industries.

In Chapter Three, the methodological choices will be explored. Specifically, the adoption of a qualitative, inductive research approach will be justified, and the broader research design will be discussed, including the limitations thereof.

So, as you can see from the example, this section is simply an outline of the chapter structure, allocating a short paragraph to each chapter. Done correctly, the outline will help your reader understand what to expect and reassure them that you’ll address the multiple facets of the study.

By the way – if you’re unsure of how to structure your dissertation or thesis, be sure to check out our video post which explains dissertation structure .

Keep calm and carry on.

Hopefully you feel a bit more prepared for this challenge of crafting your dissertation or thesis introduction chapter now. Take a deep breath and remember that Rome wasn’t built in a day – conquer one ingredient at a time and you’ll be firmly on the path to success.

Let’s quickly recap – the 7 ingredients are:

• The opening section – where you give a brief, high-level overview of what your research will be about.
• The study background – where you introduce the reader to key theory, concepts and terminology, as well as the context of your study.
• The research problem – where you explain what the problem with the current research is. In other words, the research gap.
• The research aims , objectives and questions – where you clearly state what your dissertation will investigate.
• The significance – where you explain what value your research will provide to the world.
• The limitations – where you explain what the potential shortcomings and limitations of your research may be.
• The structural outline – where you provide a high-level overview of the structure of your document

If you bake these ingredients into your dissertation introduction chapter, you’ll be well on your way to building an engaging introduction chapter that lays a rock-solid foundation for the rest of your document.

Remember, while we’ve covered the essential ingredients here, there may be some additional components that your university requires, so be sure to double-check your project brief!

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47 Comments

Thanks very much for such an insight. I feel confident enough in undertaking my thesis on the survey;The future of facial recognition and learning non verbal interaction

Glad to hear that. Good luck with your thesis!

Hi Derek, your article has been really helpful. Samuel. Student, Masters in Communication and Development Studies. Papua New Guinea University of Technology. 2024.

Thanks very much for such an insight. I feel confident now undertaking my thesis; The future of facial recognition and learning non verbal interaction.

Thanks so much for this article. I found myself struggling and wasting a lot of time in my thesis writing but after reading this article and watching some of your youtube videos, I now have a clear understanding of what is required for a thesis.

Thank you Derek, i find your each post so useful. Keep it up.

Thank you so much Derek ,for shedding the light and making it easier for me to handle the daunting task of academic writing .

Thanks do much Dereck for the comprehensive guide. It will assist me queit a lot in my thesis.

thanks a lot for helping

i LOVE the gifs, such a fun way to engage readers. thanks for the advice, much appreciated

Thanks a lot Derek! It will be really useful to the beginner in research!

You’re welcome

This is a well written, easily comprehensible, simple introduction to the basics of a Research Dissertation../the need to keep the reader in mind while writing the dissertation is an important point that is covered../ I appreciate the efforts of the author../

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Thank you very much

Thanks so much ❤️😘 I feel am ready to start writing my research methodology

This is genuinely the most effective advice I have ever been given regarding academia. Thank you so much!

This is one of the best write up I have seen in my road to PhD thesis. regards, this write up update my knowledge of research

I was looking for some good blogs related to Education hopefully your article will help. Thanks for sharing.

This is an awesome masterpiece. It is one of the most comprehensive guides to writing a Dissertation/Thesis I have seen and read.

You just saved me from going astray in writing a Dissertation for my undergraduate studies. I could not be more grateful for such a relevant guide like this. Thank you so much.

Thank you so much Derek, this has been extremely helpful!!

I do have one question though, in the limitations part do you refer to the scope as the focus of the research on a specific industry/country/chronological period? I assume that in order to talk about whether or not the research could be generalized, the above would need to be already presented and described in the introduction.

Thank you again!

Phew! You have genuinely rescued me. I was stuck how to go about my thesis. Now l have started. Thank you.

This is the very best guide in anything that has to do with thesis or dissertation writing. The numerous blends of examples and detailed insights make it worth a read and in fact, a treasure that is worthy to be bookmarked.

Thanks a lot for this masterpiece!

Powerful insight. I can now take a step

Thank you very much for these valuable introductions to thesis chapters. I saw all your videos about writing the introduction, discussion, and conclusion chapter. Then, I am wondering if we need to explain our research limitations in all three chapters, introduction, discussion, and conclusion? Isn’t it a bit redundant? If not, could you please explain how can we write in different ways? Thank you.

Excellent!!! Thank you…

Thanks for this informative content. I have a question. The research gap is mentioned in both the introduction and literature section. I would like to know how can I demonstrate the research gap in both sections without repeating the contents?

I’m incredibly grateful for this invaluable content. I’ve been dreading compiling my postgrad thesis but breaking each chapter down into sections has made it so much easier for me to engage with the material without feeling overwhelmed. After relying on your guidance, I’m really happy with how I’ve laid out my introduction.

Thank you for the informative content you provided

Hi Derrick and Team, thank you so much for the comprehensive guide on how to write a dissertation or a thesis introduction section. For some of us first-timers, it is a daunting task. However, the instruction with relevant examples makes it clear and easy to follow through. Much appreciated.

It was so helpful. God Bless you. Thanks very much

I thank you Grad coach for your priceless help. I have two questions I have learned from your video the limitations of the research presented in chapter one. but in another video also presented in chapter five. which chapter limitation should be included? If possible, I need your answer since I am doing my thesis. how can I explain If I am asked what is my motivation for this research?

You explain what moment in life caused you to have a peaked interest in the thesis topic. Personal experiences? Or something that had an impact on your life, or others. Something would have caused your drive of topic. Dig deep inside, the answer is within you!

Thank you guys for the great work you are doing. Honestly, you have made the research to be interesting and simplified. Even a novice will easily grasp the ideas you put forward, Thank you once again.

Excellent piece!

I feel like just settling for a good topic is usually the hardest part.

Thank you so much. My confidence has been completely destroyed during my first year of PhD and you have helped me pull myself together again

Happy to help 🙂

I am so glad I ran into your resources and did not waste time doing the wrong this. Research is now making so much sense now.

Gratitude to Derrick and the team I was looking for a solid article that would aid me in drafting the thesis’ introduction. I felt quite happy when I came across the piece you wrote because it was so well-written and insightful. I wish you success in the future.

thank you so much. God Bless you

Thank you so much Grad Coach for these helpful insights. Now I can get started, with a great deal of confidence.

It’s ‘alluded to’ not ‘eluded to’.

This is great!

Thank you for all this information. I feel very confident to complete my dissertation with all the help given. This is awesome and very helpful; I was studying alone with very little supervision and feedback of my thoughts. feelings. aspirations and experiences, with my topic or Kaupapa. It is a topic that very little or few researchers have written a thesis about (from personal experiences). As John Burke said ” unless you are sitting in the front seat and row, up close and personal, you will not understand the difficulties of growing up and living with hearing loss (caused by swimmer’s ears infection, resulting in burst eardrums, unless one denies having a hearing loss. This is from a Māori woman’s cultural perspective. Nga mihi nui kia koutou.

Thanks a lot for this information. The concepts are explained in a simple yet powerful way. They are easy to understand and adopt. Your team played an important role in writing my thesis. A big thank you !!!

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How To Write A Thesis Introduction Chapter

Crafting the introductory chapter of a thesis can be confusing. If you are feeling the same, you are the at right place.

This post will explore how you can write a thesis introduction chapter, by outlining the essential components of a thesis introduction. We will look at the process, one section at a time, and explain them to help you get a hang of how to craft your thesis introduction.

How To Write A Good Thesis Introduction?

The opening section of a thesis introduction sets the stage for what’s to come, acting as a crucial hook to capture the reader’s attention.

Unlike the broader strokes found in the table of contents, this initial foray into your research is where you must distill the essence of your thesis into a potent, digestible form.

A skillful introduction begins with a concise preview of the chapter’s terrain, delineating the structure of the thesis with a clarity that avoids overwhelming the reader.

This is not the stage for exhaustive details; rather, it’s where you prime the reader with a snapshot of the intellectual journey ahead.

In crafting this segment, insiders advise adhering to a quartet of foundational sentences that offer an academic handshake to the reader.

First Section: I ntroduces the broad field of research, such as the significance of organisational skills development in business growth. 

Second Section: Narrows the focus, pinpointing a specific research problem or gap — perhaps the debate on managing skill development in fast-paced industries like web development.

Third Section: Clearly state the research aims and objectives, guiding the reader to the ‘why’ behind your study. Finally, a sentence should outline the roadmap of the introduction chapter itself, forecasting the background context, research questions, significance, and limitations that will follow.

Such a calibrated approach ensures that every element from the research objective to the hypothesis is presented with precision.

This method, a well-guarded secret amongst seasoned researchers, transforms a mundane introduction into a compelling entrée into your dissertation or thesis.

Background To The Study

This section sets the tone for the research journey ahead. The goal here is to capture the reader’s attention by threading relevant background information into a coherent narrative that aligns with the research objectives of the thesis.

To write a good thesis introduction, one must carefully describe the background to highlight the context in which the research is grounded.

This involves not just a literature review but a strategic presentation of the current state of research, pinpointing where your work will wedge itself into the existing body of knowledge.

For instance, if the research project focuses on qualitative changes in urban planning, the introduction should spotlight key developmental milestones and policy shifts that foreground the study’s aims and objectives.

When writing this section, articulate the focus and scope of the research, ensuring the reader grasps the importance of the research questions and hypothesis.

This section must not only be informative but also engaging. By the end of the introductory chapter, the reader should be compelled to continue reading, having grasped a clear and easy-to-understand summary of each chapter that will follow.

It’s a good idea to address frequently asked questions and to clearly state any industry-specific terminology, assuming no prior expertise on the reader’s part.

This approach establishes a solid foundation for the rest of the thesis or dissertation, ensuring the reader is well-prepared to dive into the nuances of your research project.

Research Problem

Crafting the nucleus of your thesis or dissertation hinges on pinpointing a compelling research problem. This step is crucial; it is the keystone of a good thesis introduction chapter, drawing the reader’s attention and setting the stage for the rest of your thesis.

A well-defined research problem addresses a gap in the existing literature, underscored by a qualitative or quantitative body of research that lacks consensus or is outdated, especially in rapidly evolving fields.

Consider the dynamic sphere of organizational skills development. Established research might agree on strategies for industries where skills change at a snail’s pace.

However, if the landscape shifts more quickly—take web development for example, where new languages and platforms emerge incessantly—the literature gap becomes evident. 

Herein lies the research problem: existing strategies may not suffice in industries characterized by a swift knowledge turnover.

When writing your introduction, your goal is to clearly state this gap. A great thesis introduction delineates what is known, what remains unknown, and why bridging this chasm is significant.

It should illuminate the research objectives and questions, laying out a roadmap for the reader in a language that’s clear and easy to understand, regardless of their familiarity with the topic.

You’ll be able to capture and maintain the reader’s interest by effectively communicating why your research matters—setting the scene for your hypothesis and subsequent investigation.

Remember, a good thesis introduction should not only provide background information but also articulate the focus and scope of the study, offering a preview of the structure of your thesis.

Research Aims, Objectives And Questions

This pivotal section lays out the foundation by providing relevant background information, but it is the articulation of research aims, objectives, and questions that clarifies the focus and scope of your study.

The research aim is the lighthouse of your thesis, illuminating the overarching purpose of your investigation.

For instance, a thesis exploring skills development in fast-paced industries might present an aim to evaluate the effectiveness of various strategies within UK web development companies. This broad goal sets the direction for more detailed planning.

Research objectives drill down into specifics, acting as stepping stones toward achieving your aim. They are the tangible checkpoints of your research project, often action-oriented, outlining what you will do.

Examples might include identifying common skills development strategies or evaluating their effectiveness. These objectives segment the monumental task into manageable portions, offering a clear and easy way to write a structured pathway for the research.

Equally critical are the research questions, which translate your objectives into inquiries that your thesis will answer. They narrow the focus even further, dictating the structure of the thesis.

For instance:

• “What are the prevalent skills development strategies employed by UK web development firms?”
• “How effective are these strategies?”

Such questions demand concrete responses and guide the reader through the rest of the thesis.

Significance Of The Study

The “Significance of the Study” section within the introduction chapter of your thesis or dissertation holds considerable weight in laying out the importance of your research.

This segment answers the pivotal question: “Why does this research matter?” It is strategically placed after the background information and literature review to underscore the contribution your study makes to the existing body of research.

In writing this section, you’ll be able to capture the reader’s attention by clearly stating the impact and added value your research project offers.

Whether it’s a qualitative or quantitative study, the significance must be articulated in terms of:

• Theoretical
• Academic, and
• Societal contributions.

For instance, it may fill gaps identified in the literature review, propose innovative solutions to pressing problems, or advance our understanding in a certain field.

A good thesis introduction will succinctly convey three main things: the research objective, the hypothesis or research questions, and the importance of your research.

It’s a good idea to provide your reader with a roadmap, foreshadowing the structure of the thesis and offering a summary of each chapter, thus enticing the reader to continue reading.

When you write the introduction section, it should also serve as a concise synopsis of the focus and scope of your research.

It’s often beneficial to include examples of introductions that clearly state the research objectives and questions, offering a snapshot of the whole thesis, and setting the stage for the rest of your thesis.

Limitations Of The Study

A thorough thesis introduction lays out specific research objectives and questions, yet it also sheds light on the study’s inherent boundaries. This is the purpose of the Limitation of The Study section.

The limitations section is not a confession of failure; instead, it’s a good idea to see it as demonstrating academic maturity.

Here, you clearly state the parameters within which the research was conducted.

For instance, a qualitative study might face scrutiny for subjectivity, or a quantitative one for potentially oversimplifying complexities. Other common constraints include the scope—perhaps focusing on a narrow aspect without considering variable interplay—resources, and generalizability.

For example, a study concentrated on a specific industry in Florida may not hold water in a different context, for example in Tokyo, Japan.

It’s essential to write this section with transparency. A good thesis introduction doesn’t shy away from limitations. Instead, it captures the reader’s attention by laying them out systematically, often in a dedicated paragraph for each chapter.

This honesty allows the reader to understand the research’s focus and scope while providing a clear and easy-to-follow structure of the thesis.

This approach also serves to manage the reader’s expectations. By preempting frequently asked questions about the scope of your research, the introductory chapter establishes a trust that encourages the reader to continue reading, aware of the contours shaping the body of research.

Thus, a well-articulated limitations section is not just part of the thesis; it is an integral piece of a responsibly woven research narrative.

Structural Outline Of Thesis, Thesis Statement

Within the thesis or dissertation, the structural outline section is akin to a compass, orienting the reader’s journey through the academic landscape laid out within the pages.

Crafting this section is a strategic exercise, one that requires an understanding of the work’s skeleton.

In essence, it’s the blueprint for the construction of a scholarly argument, and writing a good thesis necessitates a clear and easy-to-follow outline.

When you write a thesis outline, it’s not only about catching the reader’s attention; it’s also about holding it throughout the rest of the thesis.

This is where the structural outline comes into play, often beginning with an introduction chapter that presents the thesis statement, research objectives, and the importance of your research.

Following the introduction, a typical outline might proceed with Chapter 2, offering a literature review to acquaint the reader with existing literature and how this piece of research fits within it.

Subsequent chapters, each with a paragraph in the outline, detail the methodological approach—whether it’s qualitative or quantitative—and the research’s focus and scope.

A well-thought-out outline should also preview the structure of the thesis, succinctly:

• Summarizing the main aim and objectives of each chapter, and
• Indicating the type of data and analysis that will be presented.

This roadmap reassures the reader that the dissertation or thesis will cover the necessary ground in a logical progression, continuing from where the introduction first captivated their interest.

The structural outline is not only part of the thesis—it’s a strategic framework that informs the reader what to expect in each subsequent chapter.

Done correctly, this section allows the reader to understand the whole thesis in a nutshell and can often serve as a checklist for both the reader and the writer.

This ensures that the key stages of the research project are clearly stated and that the reader is provided with a roadmap to guide them through the detailed landscape of your scholarly work.

Write An Introduction Chapter With Ease

Mastering the thesis introduction chapter is a critical step towards a successful dissertation. It’s about striking a balance between engagement and information, presenting a snapshot of your research with clarity and intrigue.

Remember to start with a hook, establish the context, clarify your aims, and highlight the significance, all while being mindful of the study’s scope and limitations.

By adhering to these principles, your introduction will not only guide but also inspire your readers, laying a strong foundation for the in-depth exploration that follows in your thesis or dissertation.

Dr Andrew Stapleton has a Masters and PhD in Chemistry from the UK and Australia. He has many years of research experience and has worked as a Postdoctoral Fellow and Associate at a number of Universities. Although having secured funding for his own research, he left academia to help others with his YouTube channel all about the inner workings of academia and how to make it work for you.

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Easily understand how to write a PhD thesis introduction

Feb 26, 2019

Have you checked out the rest of  The PhD Knowledge Base ? It’s home to hundreds more free resources and guides, written especially for PhD students. 

Get the introduction right and the rest of your dissertation will follow. 

What is the purpose of a PhD thesis introduction?

1. establish your research territory (by situating your research in a broader context), 2. establish and justify your niche (by describing why your research is needed) , 3. explain the significance of your research (by describing how you conducted the research).

• What your thesis is about
• Why it is important
• How it was conducted
• How it is laid out

The introduction as a whole should outline the significance and relevance of the thesis. The main criteria for a PhD is its role as an original contribution to knowledge, so the introduction is the space in which you very clearly outline that contribution.

How to structure an PhD thesis introduction

A typical PhD thesis introduction follows the following format:

• Introduction to the introduction: a short version (of only a few paragraphs) of the thesis’ aims, research questions, contribution, objectives and findings.
• State the overarching topic and aims of the thesis in more detail Provide a brief review of the literature related to the topic (this will be very brief if you have a separate literature review chapter)
• Define the terms and scope of the topic
• Critically evaluate the current state of the literature on that topic and identify your gap
• Outline why the research is important and the contribution that it makes
• Outline your epistemological and ontological position
• Clearly outline the research questions and problem(s) you seek to address
• State the hypotheses (if you are using any)
• Detail the most important concepts and variables
• Briefly describe your methodology
• Discuss the main findings
• Discuss the layout of the thesis

Much like the abstract, the reader shouldn’t have to wait long before they understand the contribution, what you are doing and how you are doing it. So, you’ll start by presenting your research in a clear, concise way in the opening few paragraphs. These opening paragraphs should briefly summarise the aims, objectives, research questions, main argument and contribution.

The reader shouldn’t have to wait long before they understand the contribution, what you are doing and how you are doing it.

A useful exercise here is to try and write the core elements of an introduction on a Post-it note. Keep trying until they fit. When they do, use that as the basis for these first few paragraphs. This is the same technique you use when filling out the PhD Writing Template .

As you go through the chapter, you will dial down into more and more detail. That means that the next stage, after the first few paragraphs, is to provide some context (steps 2-10 above).

Here you provide all the detail necessary to situate the study and make sense of the opening few paragraphs.

But, there are two things to bear in mind.

You will need to ease into the detail gently. Don’t launch straight from your opening paragraphs into huge amounts of detail. Follow the order of the 13 steps above and you will gradually ease into your discussion.

The danger of presenting too much information too soon is that you will confuse the reader. They will struggle to understand how the information you present is relevant and will struggle to understand how it relates to your thesis aims and objectives.  

Simply follow the steps above.

You need to bear in mind that the level of detail you will go into (and therefore the length of the introduction) depends on the structure of your thesis.

If you have a standalone literature review, you will go into less detail about the current state of the literature and the gaps within it.

Similarly, if you have a dedicated theory chapter, you will not need to spend too much time on developing your theory framework.

The same is true for your methods.

The goal in any case is to present enough context to situate and make sense of your research questions but not overburden the reader with information that is superfluous to the goal of situating the research and which you will repeat at a later juncture anyhow.

Your PhD thesis. All on one page.

Use our free PhD structure template to quickly visualise every element of your thesis. 

Common problems when writing your introduction

When we proofread PhDs , we see the same mistakes again and again.

Providing too much detail

There is a tendency to provide too much background information in the introduction. As we saw above, quite how much information you present in your thesis will depend on whether you have a standalone literature review or methods chapter. What you want to avoid is any unnecessary repetition.

Sometimes there is necessary repetition though. You need to present just enough information to contextualise your study and to be able to situate your aims, research questions an argument, but not too much that you end up confusing and bombarding the reader. Keep things simple here; it’s fine to overlook some of the more technical detail at this stage. Think of a newspaper article: the first couple of paragraphs provide a brief overview of the story. The detail comes later.

Not providing enough detail

On the flip side, some students don’t provide enough detail. The danger here is that the reader is left asking questions at the end of the introduction. Remember: they should be able to understand what your thesis is about, how it was conducted and why it is important just from reading the introduction. If you present too little detail then they won’t be able to. Read through your own introduction; is it clear what your contribution is and why it is important? If not, you haven’t got enough detail.

Launching into too much detail

Make sure you introduce gently. Don’t suddenly rush into lots of detail. Instead, you should make the aims, questions and contribution clear in the opening lines and then gradually layer on more detail. That way, the reader can keep up. Present too much detail too soon and the reader will become confused. The last place you want confusion is in the introduction; if the reader can’t follow your introduction, they won’t understand the thesis.

Not following a coherent structure so that the reader is left confused

Some students don’t follow a coherent logic when they write their introductions, which means that the reader is left confused.

For example, if you present too much background information and literature review before you outline the aim and purpose of the research, the reader will struggle to follow, because they won’t know why the background information is important.

The same is true if you discuss the methods before your research questions.

What we see often is important information being spread throughout the introduction in such a way that the reader has to hunt for it. Follow our layout guide above so that each piece of vital information is contained in its own mini section. Make your reader’s job as easy as possible.

Using too much technical language not properly defined

It’s more than likely that your research relies upon lots of technical terms, concepts and techniques. If you must talk about any of these in the introduction, be sure to offer clear and concise definitions. A failure to do so means that the reader is left confused.

Conducting a literature review

Unless you are explicitly avoiding a standalone literature review chapter, the introduction is not the place to review the literature. Sure, you will need to situate your study in a body of literature, but the introduction isn’t the place to critically discuss it or justify its inclusion in that literature. It’s enough to say that you will contribute to X body of literature and briefly discuss its core features and shortcomings. The literature review is the place to justify that decision and elaborate upon its features. Read our guide to writing literature reviews and our guide to being critical when you do so.

Finalising your thesis introduction

Once you have finished your thesis, ask yourself the following questions:

• Does the first line of the introduction discuss the problem that your thesis is addressing and the contribution that it is making?
• Does the introduction provide an overview of the thesis and end with a brief discussion on the content of each chapter?
• Does the introduction make a case for the research?
• Have the research questions/problems/hypotheses been clearly outlined (preferably early on)?

Now you know how to present your research as clearly and concisely as possible. Your reader (and examiner) will thank you, because they’ll be able to understand exactly what your study is about just from reading the introductory pages. Keep this guide to hand, whatever stage of the writing process you are at.

Have you downloaded our free one page PhD Writing Template ? It’s a really effective way to visualise your entire thesis on one page.

If you’re still struggling to structure your introduction, or you need any other support as you write your thesis, check out our  one-on-one PhD coaching . It’s like having a personal trainer, but for your PhD. 

Share this:

16 comments.

I was struggling with writing the introduction chapter. Really had no idea on how to organise my ideas. Completely lost and desolate. I have no one to encourage or support me. I prayed to God to give me knowledge and wisdom and guide me. After a while I found this site. Praise the Lord. I can’t thank u enough for addressing exactly what’s in my mind. Thank you. Glory be to God for directing me to this site.

All we aim to do here is to make life a little bit easier for PhD students. I know how hard I found it when I was completing mine, so I want to give something back to the community. I’m so pleased you found it useful. Good luck with writing up. If you need any support or if you have any questions at all, email me: [email protected]

Thank you very very much for your information it is resourceful. I was having a problem how to start my introduction.

It’s great to hear you found it useful. Thanks!

Thank you very much for good information to thesis writing

It’s my pleasure!

Hey, this is so useful thankyou! I’m wondering does this apply broadly to all PhD’s including humanities?

Yep – it sure does.

I found this piece of information helpful. I am preparing for my proposal defense in two weeks and needed to refine my introduction. Thank you very much. God bless you richly. I wish we can have a skype conversation.

Thank you again.

thank you, learned from this

Your advice and guidance has become my constant companion in what has been a very stressful time. You write with empathy and understanding. What a wonderful job you are doing for those of us who are too proud to seek advice and support from supervisors or colleagues. Sincerest thanks for taking the loneliness out of writing.

Such nice words. Thank you so much.

this is really useful!!!

Thanks Nora! I’m glad you found it useful.

This is useful and timely. Thank you, please can I email you?

Sure – you can reach out to me at support[at]thephdproofreaders.com

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Module 3, Chapter I - Introduction

The introductory chapter of a dissertation is crucial because it is the first section that readers will read. In this module, you will learn how to write the perfect introduction chapter for your dissertation.

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Module 3, Chapter I - Introduction: How to Write the Introduction Chapter for a Dissertation

The first chapter of your dissertation or thesis is the introduction. It comes right after the table of contents, and its main goal is to explain the background of your research topic, your focus and scope, the importance of your research, your questions and goals, and a brief summary of your structure. Your introduction chapter gets the reader interested by making it clear what your research is about, what your goal is, and where you want to go with it. If well written, the introduction chapter will help the supervisor build reading momentum for your dissertation. This module will guide you on how to write the introduction chapter of your dissertation and explain what should be included and what needs to be left out. Further, we’ll talk about how to organize the background of your research, write your problem statement, write the goals and objectives of your research, and explain why your research is important. The idea is to help you create a picture of what you would like to see and what details you appreciate when you read the introductory chapter of a dissertation and try to recreate that same clarity for your supervisor. Therefore, folks, grab your coffee, sit back, and learn how to write the perfect introduction chapter for your dissertation.

Section in this module:

3.1 understanding the purpose of the introduction chapter, 3.2 the opening section of the introduction, 3.3 the background of the research, 3.4 the problem statement, 3.5 the aim and objective of the research, 3.6 significance of the research, 3.7 the limitations of the research, 3.8 the structure of the dissertation, let's get started....

To write an excellent dissertation introduction, you should understand the essential elements of the chapter. The purpose of the introduction chapter is to orient the reader of the dissertation and give them an understanding of what the research seeks to accomplish or discover. What do you need to address in the introduction n chapter?

• What is the topic of the research?
• What justification are you giving to conduct the research (Why is the study critical)
• What will be the extent of your study? (The things to be covered and those that should be left out)
• What are the constraints and limitations of your study?

The dissertation introduction is set to provide an overview of the anticipated study. It is also set to outline a clear rationale for the research. The introduction chapter is meant to answer what the research entails and why it is essential to conduct it. The chapter should be detailed and contain the required depth of information. Often, you can be easily distracted by other fields of study connected to the topic of interest. While writing the introduction part of a dissertation, it is important to note other related fields as pieces knowledge that the reader would need to know and not as the focus of the research. The introduction is set to be less detailed but precise. Details of the study are unfolded in other chapters of the dissertation.

Having gained an understanding of what is needed from the introduction chapter of a dissertation, you can now delve into the details of the introduction. The specific requirements of the introduction chapter may vary based on the needs of different institutions and departments. However, the essential parts that inform an excellent dissertation introduction are:

• The opening section. In this section, you should introduce the readers to your study and highly orient them on the precise purpose of the study.
• The background of the research. This portion position the dissertation in its proper context.
• The problem statements. This section explains the main problem or issues existing in the study.
• The aim and objective of the research. This explains the things the study seeks to achieve.
• The importance of the study. It gives an understanding of why the research should be conducted. This section seeks to share satisfactory evidence on why the research is worthwhile.
• The limitations of the research. This portion unveils the possible problems and constraints that could be experienced during the study.
• The structure of the dissertation. This section gives an outline of how the dissertation will be structured.

These sections will ensure that the introduction is written smoothly and logically. It builds a friendly interface between the reader and the research, which is key to shaping the reader’s attitude throughout the dissertation.

When writing the introduction chapter of a dissertation, the opening section is one of the essential parts. This section seeks to engage the readers with the research by representing it in language and a manner they can easily understand. The opening session should be simple, precise, and attractive. It should be simple enough to understand as the reader may lose interest. There is no specific way to write the opening section of the dissertation introduction. However, there are vital elements that you can consider while writing an engaging introduction section:

• A sentence orienting the reader on the general field of study. For instance, “ Organizational skills development involves identifying current or potential skills gaps within a business and developing programs to resolve these gaps. Management research, including X, Y and Z, has clearly established that organizational skills development is an essential contributor to business growth.”
• A sentence about the specific research topic derived from the field of study. For instance, “However, there are conflicting views and an overall lack of research regarding how best to manage skills development initiatives in highly dynamic environments where subject knowledge is rapidly and continuously evolving – for example, in the website development industry.”
• A sentence explaining the aims and objectives of the dissertation. For instance, “This research aims to identify and evaluate skills development approaches and strategies for highly dynamic industries in which subject knowledge is continuously evolving.”
• A sentence giving the structure of the dissertation introduction chapter. For example, “This chapter will provide an introduction to the study by first discussing the background and context, followed by the research problem, the research aims, objectives and questions, the significance and finally, the limitations.”

TIP: The opening section of the dissertation introduction should be short, preferably a paragraph. The points above serve as a guideline for composing a neat and clear opening section.

While the opening section offers an overview of the research at hand, the background of the dissertation seeks to lay a foundation for the topic of study. When writing the introduction chapter of a dissertation, the background of the study provides a broader understanding of the topic of choice. It also sheds light on the present contextual variables of the study. The section entails a brief history of the desired field of study, the changes and improvements that may have occurred throughout the history of the research conducted, and the fundamental findings that have been documented. The background of the study gives the relevant information needed to equip the readers with a basic understanding of the area of study.

For example, sticking with the skills development topic addressed in the opening section of the introduction, the background of the research would begin by providing a general outlook of the skills development field. The section would then give an outline of the existing studies conducted. The background of the research section would then examine how the current day context has affected the efficacy of previously developed skill development processes. In our case, the section would examine how the rapid growth in technology has affected the traditional skill-developing trainers due to the struggle to keep up with new-age development.

While writing the background of the research section, you should assume that the reader has yet to gain any prior knowledge or expertise in that field of study. Therefore, you are expected to include a ‘Definition of Terms’ session with some of the technical terms associated with the topic of study. This would help the reader quickly understand the rest of the paper since most of the terms are repeated. Also is essential to avoid assuming the readers’ level of knowledge. In many cases, the readers do not have a platform to communicate directly with you or ask questions in opaque areas. Therefore, it is crucial for you to explain all terms that cannot be identified as common knowledge.

In this session, you should begin to get more precise about the research problem. The background of the research section may have opened the reader to a wide range of the issues solved by other scholars in the same field of study. However, the problem statement helps you to make the scope of the study narrower and more specific. The research problem can be termed as the issue or field of study where there needs to be more well-rounded and conclusive information based on research. A research problem emerges when questions that need answers arise, yet the present literature is limited in offering a satisfactory answer to the question(s) at hand. While writing the introduction chapter of a dissertation, the problem statement should be clear on what could be missing in the existing literature and why the deliberation issue is a problem. You can plan the research problem presentation by answering the following questions:

• What is the current state of research in the field of choice? (What has already been established by other scholars?)
• Where is the literature gap? In the research conducted, what is the missing outcome?
• Is the missing literature posing a problem that needs to be solved?

For example , research that has already been established can be acknowledged as follows, “ Organizational skills development is critically important for employee satisfaction and company performance (reference). Numerous studies have investigated strategies and approaches to manage skills development programs within organizations (reference).”

The missing information from literature stemming from studies done by other researchers in the same field can be presented as, “However, these studies have traditionally focused on relatively slow-paced industries where key skills and knowledge do not change particularly often. This body of theory presents a problem for industries that face a rapidly changing skills landscape – for example, the website development industry – where new platforms, languages and best practices emerge on an extremely frequent basis.”

Presenting reasons why the missing literature is a problem that needs to be solved can be done as, “As a result, the existing research is inadequate for industries in which essential knowledge and skills are constantly and rapidly evolving, as it assumes a slow pace of knowledge development. Industries in such environments, therefore, find themselves ill-equipped in terms of skills development strategies and approaches.”

As outlined in the examples above, the present research status has been acknowledged, the missing gap in the research conducted has also been clearly stated, and finally, the evidence as to why the missing literature is a problem that needs analysis has been given.

TIP: When you incorporate this format to focus on the research problem, clarity informs and compels the reader to agree on the need to conduct the research.

            The research aims and objectives explain what you plan to do to solve the research problem defined by the problem statement. This section also includes the research questions. When writing the introduction chapter of a dissertation, the aims and objective session of the research begin by clearly stating the primary goal of the dissertation. The study’s main purpose is a well-thought-out and structured statement that clearly details what you are willing to achieve through your study. For example, the skills and development topic used in previous models can have the primary goal of the study presented as, “ Given the lack of research regarding organizational skills development in fast-moving industries, this study will aim to identify and evaluate the skills development approaches utilized by web development companies in the United Kingdom.” As shown in the example, the aim of the study is clearly stated. It shows the precise context in which the research is set to be conducted: web development firms in the United Kingdom.

            After the main aim of the research has been outlined, the other study objectives are outlined. The research objectives help support and achieve the main purpose of your study. They are more specific and practical. They outline practical developments that should be carried out to accomplish your study’s main aim. Based on the main goal outlined in the previous paragraph, the research objectives can be as follows:

• To examine the main skill development systems and the principal approach employed by website development firms in the United Kingdom.
• To analyze the efficacy of the skills development systems enacted
• To analyze the effectiveness of the main approaches used by website development firms in the United Kingdom.
• To determine the pros and cons of the different systems and approaches to check the best versus the worst.

From the examples shown, the objectives outlined should show the actions that you intend to undertake and the precise areas of study that will help in achieving the primary goal of your research. The objectives can be termed as a breakdown of the leading research goal. They are more practical and specific.

Once the research objectives have been stated, the next step is to outline the research questions. The research question is a further breakdown of the aims and objectives of the study. They are termed as the specific queries that the study will be answering. Research questions should be precise and theoretical. At the conclusion chapter of the dissertation, the research questions should be directly answered based on the evidence you will have gathered in the research. From the research objectives in the skills development example, some of the research questions determined can be:

• What skills development systems and methods are used by website developers in the United Kingdom?
• How successful are these systems and methods?
• What are some of the strengths and weaknesses of the specified systems and methods?

The examples above show that the research questions are directly linked to the research objectives outlined. Research questions can be termed as the force propelling the dissertation as they determine what you will cover in all the other parts of the dissertation and the direction of the research. It is also crucial to be clear on the scope of the study. While writing the aim and objectives of the study, you should be clear on what will be covered in the dissertation and what will not. Consequently, having extensive research goals, objectives, and questions poses the possibility of deviating from the topic of interest. Establishing clear boundaries for the research is crucial to writing a dissertation that focuses on the study’s primary purpose.

When writing the introduction chapter of a dissertation, it is essential for you to state the significance of the research. So far, there has been an alluding to the importance of the study throughout the other sections of the introduction. However, the significance of the research sections gives a broader perspective of the importance of the research. It shows how the research will benefit the entire world. For example, based on the skills development topic, the significance of the study can be as follows, “ This study will contribute to the body of knowledge on skills development by incorporating skills development strategies and approaches for industries in which knowledge and skills are rapidly and constantly changing. This will help address the current shortage of research in this area and provide real-world value to organizations operating in such dynamic environments.” As shown in the example, the significance of the research should show that your study intends to fill the missing literature and provide actionable plans.

After convincing the reader of the significance of the research, the next part involves identifying the study’s limitations. When writing the introduction chapter of a dissertation, it is essential to note that no research is perfect. Many dissertations are surrounded by factors that may affect their effectiveness. The fact that the time limit set to complete the study is tight, financial constraints that make it difficult to finance the research, and the fact that you may need more experience in writing dissertations are all factors that may limit your dissertation. Constraints and limitations in dissertation writing are expected and accepted. It is essential for you to identify the limitation and document. This helps to inform scholars in the future and caution them to be aware of the limitations hence improving future research. Once the research is improved, the findings for future research will be strengthened more than those of the past.

While writing the introduction chapter of the dissertation, you are expected to include a clear outline of the structure of the dissertation. The session acts as a map that the reader can use to understand what to expect throughout each part of the dissertation. The structure of the dissertation provides an overview of the aim of each chapter and the content to be shared. To help the reader, you can have a sentence for every dissertation chapter stating what would be done in each chapter.

How to Write the Introduction Chapter for a Dissertation or Thesis

The introduction chapter of a dissertation or thesis serves as the gateway to your research, setting the stage for what lies ahead. Crafting a well-structured and engaging introduction is essential to captivate your readers and establish the purpose and significance of your study. This comprehensive guide will provide you with valuable insights on how to write an effective introduction chapter that will make a lasting impression.

What is the Purpose of a Dissertation or Thesis Introduction Chapter?  The purpose of the introduction chapter is multifaceted. It introduces your research topic, provides the context and background of your study, and highlights its significance within the academic field. This chapter also outlines the objectives, research questions, and the overall structure of your dissertation or thesis.

How to Structure the Dissertation or Thesis Introduction Chapter:  To create a cohesive and engaging introduction chapter, consider the following structure:

Opening: Begin with a compelling hook that grabs the reader’s attention and creates an interest in your research.

Background and Context: Provide a concise overview of the existing literature and theories related to your research topic. This section should establish the context and lay the foundation for your study.

Problem Statement: Clearly state the research problem or gap in the current knowledge that your research aims to address. This statement should be focused, specific, and supported by existing literature.

Objectives and Research Questions: Clearly outline the objectives of your study and the research questions that will guide your investigation. These should be concise, measurable, and aligned with the problem statement.

Significance of the Study: Explain the relevance and significance of your research. Discuss how your study contributes to the existing knowledge, addresses the research gap, and potentially impacts the field or society.

Stages in a Dissertation or Thesis Introduction Chapter:  The introduction chapter can be divided into stages to ensure a logical flow:

Establishing the Field: Introduce the broader field of study and its key concepts, theories, and methodologies. Provide a foundation for readers to understand the context of your research.

Focusing the Research: Narrow down the scope by identifying the specific aspect or area you will explore. Explain why you chose this particular focus and how it relates to the larger field.

Identifying the Gap: Highlight the existing research gap or problem in the literature. Emphasize the need for your study and explain how it fills this gap or contributes to the knowledge in the field.

Defining Objectives: Clearly state the objectives of your research, outlining what you aim to achieve through your study. These objectives should be clear, specific, and aligned with the problem statement.

What Types of Information Should You Include in Your Dissertation or Thesis Introduction Chapter?  Your introduction chapter should include the following essential information:

Background and Context: Provide a brief overview of the existing literature, theories, and research related to your topic.

Problem Statement: Clearly articulate the research problem or gap that your study addresses. This statement should be concise and focused.

Objectives and Research Questions: State the specific objectives and research questions that guide your investigation. These should be measurable and aligned with the problem statement.

Significance of the Study: Explain the relevance and potential impact of your research. Discuss how it contributes to the existing knowledge and addresses the research gap.

Common Problems When Writing Your Dissertation or Thesis Introduction Chapter:  When writing the introduction chapter, be aware of the following common issues:

Lack of Clarity: Ensure that your problem statement, objectives, and research questions are clear and concise. Ambiguity can confuse readers and undermine the effectiveness of your introduction.

Overloading with Information: Avoid overwhelming readers with excessive details or too much background information. Focus on providing the necessary context and maintaining a balance between brevity and relevance.

Inadequate Significance: Clearly articulate the significance of your study, highlighting its potential contributions to the field. Failure to do so may undermine the reader’s understanding of the importance of your research.

How Long is a Dissertation or Thesis Introduction Chapter?  The length of the introduction chapter can vary depending on institutional guidelines and the complexity of your research. However, as a general guideline, it is typically recommended to be around 10% to 15% of the total word count of your dissertation or thesis. Remember, quality is more important than quantity.

How Long Does It Take to Write a Dissertation or Thesis Introduction Chapter? The time required to write the introduction chapter depends on various factors, including your research process, familiarity with the topic, and writing proficiency. On average, it may take several weeks to develop a well-crafted introduction chapter. However, this timeframe can vary based on individual circumstances.

Frequently Asked Questions about the Dissertation or Thesis Introduction Chapter:

• Can I revise and make changes to the introduction chapter after it is completed?  Yes, you can revise and make changes to the introduction chapter even after it is completed. In fact, it is quite common for writers to revisit and refine their introduction as they progress with the rest of their dissertation or thesis. As you gain a deeper understanding of your research and its implications, you may identify areas that require further clarification or adjustment. Revision is an integral part of the writing process, allowing you to enhance the coherence, clarity, and overall effectiveness of your introduction chapter.
• Should the introduction chapter be written before or after the other chapters?  The general recommendation is to write the introduction chapter after completing the other chapters of your dissertation or thesis. By doing so, you will have a comprehensive understanding of your research, findings, and conclusions, which will enable you to provide a more accurate and informative introduction. Writing the introduction last allows you to summarize and highlight the main points of your work, ensuring that it aligns seamlessly with the content of the subsequent chapters.
• How can I ensure coherence and flow between the introduction chapter and the subsequent chapters?  To ensure coherence and flow between the introduction chapter and the subsequent chapters, consider the following strategies:

Outline a clear roadmap: In your introduction, provide a concise overview of the structure and organization of your dissertation or thesis. This will help readers navigate through your work and understand how each chapter contributes to the overall narrative.

• Maintain consistency in terminology and concepts: Use consistent terminology and concepts throughout your introduction and subsequent chapters. This helps to establish a cohesive thread and avoids confusion or contradictions.
• Reference and build upon the introduction: As you progress with your research, refer back to the key points and objectives outlined in the introduction. Continuously link your findings and discussions to the initial framework established in the introduction, reinforcing the logical progression of your work.
• Transitions and signposting: Use transitional phrases and clear signposting to guide readers from one chapter to the next. Highlight connections between ideas, methodologies, and findings, ensuring a smooth transition and logical progression from the introduction to subsequent chapters.
• Seek feedback: Share your work with peers, advisors, or colleagues and seek their feedback on the coherence and flow between the introduction and subsequent chapters. Their insights can help identify any gaps or inconsistencies that need to be addressed.

By employing these strategies, you can maintain a cohesive and seamless flow between the introduction chapter and the rest of your dissertation or thesis, allowing readers to navigate your work with clarity and understanding.

The introduction chapter of your dissertation or thesis plays a pivotal role in engaging readers and providing a solid foundation for your research. By following the recommended structure, addressing common problems, and incorporating the necessary information, you can create an introduction chapter that sets the stage for a successful and impactful study. Remember, the introduction is your opportunity to make a strong first impression, so invest time and effort into crafting it effectively.

*** The End of Module 3 ***

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How to Write a Thesis Introduction

What types of information should you include in your introduction .

In the introduction of your thesis, you’ll be trying to do three main things, which are called Moves :

• Move 1 establish your territory (say what the topic is about)
• Move 2 establish a niche (show why there needs to be further research on your topic)
• Move 3 introduce the current research (make hypotheses; state the research questions)

Each Move has a number of stages. Depending on what you need to say in your introduction, you might use one or more stages. Table 1 provides you with a list of the most commonly occurring stages of introductions in Honours theses (colour-coded to show the Moves ). You will also find examples of Introductions, divided into stages with sample sentence extracts. Once you’ve looked at Examples 1 and 2, try the exercise that follows.

Most thesis introductions include SOME (but not all) of the stages listed below. There are variations between different Schools and between different theses, depending on the purpose of the thesis.

Stages in a thesis introduction

• state the general topic and give some background
• provide a review of the literature related to the topic
• define the terms and scope of the topic
• outline the current situation
• evaluate the current situation (advantages/ disadvantages) and identify the gap
• identify the importance of the proposed research
• state the research problem/ questions
• state the research aims and/or research objectives
• state the hypotheses
• outline the order of information in the thesis
• outline the methodology

Example 1: Evaluation of Boron Solid Source Diffusion for High-Efficiency Silicon Solar Cells (School of Photovoltaic and Renewable Energy Engineering)

Example 2: Methods for Measuring Hepatitis C Viral Complexity (School of Biotechnology and Biological Sciences)

Note: this introduction includes the literature review.

Now that you have read example 1 and 2, what are the differences?

Example 3: The IMO Severe-Weather Criterion Applied to High-Speed Monohulls (School of Mechanical and Manufacturing Engineering)

Example 4: The Steiner Tree Problem (School of Computer Science and Engineering)

Introduction exercise

Example 5.1 (extract 1): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.2 (extract 2): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.3

Example 5.4 (extract 4): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.5 (extract 5): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.6 (extract 6): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Well, firstly, there are many choices that you can make. You will notice that there are variations not only between the different Schools in your faculty, but also between individual theses, depending on the type of information that is being communicated. However, there are a few elements that a good Introduction should include, at the very minimum:

• Either Statement of general topic Or Background information about the topic;
• Either Identification of disadvantages of current situation Or Identification of the gap in current research;
• Identification of importance of proposed research
• Either Statement of aims Or Statement of objectives
• An Outline of the order of information in the thesis

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How to write an introduction chapter for a thesis

Louisa Hill is a Senior Teaching Fellow and delivers workshops for Postgraduate Researchers who want to teach.

When writing a thesis, you will need to write an introductory chapter. This chapter is critical as it is the first thing that the examiner will read and it is therefore important to make a good first impression. 

A good introduction chapter should incite the reader to read the rest of the thesis by establishing the context of your topic, the motivation for undertaking your work and the importance of your research.

As a lecturer and supervisor, I have read many introductory chapters for research projects such as theses. Here is my advice to those undertaking a research project and writing a thesis.

Capture the reader’s interest

Initially you need to capture the reader’s attention with a discussion of a broader theme relating to your research. To add impact draw on research, data and quotations from international or national professional bodies, governmental organisations or key authors on the topic of study.

Give an overview of your research topic

Your discussion should then begin by detailing the broader aspects of the topic more, before focussing on the specific topic of your research. It is a good idea when you do this to assume that the reader knows nothing about your topic. Therefore definitions, drawing on key research, need to be clarified and explained. Alternatively, if having read key literature for the literature review chapter, you are not satisfied with existing definitions, then draw on these, to devise your own (but make it clear you have done this).

Detail how your research is going to make a contribution

You must then sell your idea for undertaking the research topic, demonstrating the main reasons why the research will make a significant contribution to the current body of research. This can be achieved by demonstrating a gap or limitation with existing research, then showing how your research will resolve this. There are different types of contribution (see  Constructing Research Questions: Doing Interesting Research ).

Explain what your interest is in the topic

Next you need to demonstrate your personal reasons for choosing the topic. These could relate to your previous research, work or experiences.

List your research objectives

You need to include your three or four overarching research objectives. Also include corresponding research questions if it is a qualitative piece of research or hypotheses if it is quantitative-based. The former are usually derivatives of the research objectives. Note though that these objectives and questions or hypotheses are fluid in nature and can be tweaked as you undertake the research.

Give a forthcoming chapter overview

The final part of the introduction is an overview of the rest of the chapters in the thesis. The other sections can go in any order, providing it is a logical sequence.

Learn from others

Look at other theses for example from  White Rose etheses  or your university library’s website. The majority of journal articles that you will read in the content of your topic will also provide useful insights.

Speak with your supervisor

Remember to always speak with your supervisor and have regular catch-ups. They will be able to offer guidance and encouragement, and steer you in the right direction.

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